St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Peter Collins

    IRN APC01153

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Aug 2018)
    • CF1 Director (AR) (since 6 Aug 2018)
  • Andrew Peter Gilbert

    IRN APG01065

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 Apr 2019)
    • CF30 Customer (since 1 May 2009)
  • Andrew Peter Hopper

    IRN AXH00052

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Apr 2016)
  • Andrew Peter Murray

    IRN APM01159

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2024)
    • CF30 Customer (5 Dec 2014 to 12 Dec 2024)
  • Andrew Peter Pealing

    IRN APP00022

    • CF30 Customer (1 Nov 2007 to 1 Sep 2015)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2007 to 24 Sep 2007)
  • Andrew Peter Radford

    IRN APR00018

    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2006 to 14 Aug 2006)
  • Andrew Peter Smith

    IRN APS00022

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Nov 2022)
    • CF4 Partner (AR) (8 Apr 2016 to 12 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 17 Nov 2022)
    • CF21 Investment Adviser (10 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2003 to 10 Mar 2004)
  • Andrew Peter Twomey

    IRN APT01076

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jul 2024)
    • CF30 Customer (2 Jan 2013 to 11 Jul 2024)
  • Andrew Philip Drake

    IRN APD01133

    • [FCA CF] Significant management (7 Jul 2021 to 4 Jan 2024)
  • Andrew Philip Page

    IRN APP01053

    • CF30 Customer (10 Sep 2009 to 27 Jan 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.