Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Crawford Dean Wealth Management Ltd
FRN 943783
- Employed By (since 9 Feb 2021)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 24 Apr 2019)
- CF30 Customer (since 1 May 2009)
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- Employed By (16 Apr 2019 to 1 Mar 2021)
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- Employed By (18 Mar 2015 to 14 May 2019)
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- CF30 Customer (1 Nov 2007 to 17 Apr 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (20 Apr 2004 to 18 Apr 2006)
- CF22 Investment Adviser (Trainee) (31 Jul 2003 to 20 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.