St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Carl Brittain

    IRN ACB00010

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
    • CF30 Customer (1 Nov 2007 to 1 May 2024)
    • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (19 Aug 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (19 Aug 2004 to 15 Dec 2004)
  • Alan Chambers

    IRN AXC00017

    • CF30 Customer (11 Sep 2012 to 12 Jul 2019)
  • Alan Charles Duguid

    IRN ACD01114

    • CF30 Customer (21 Feb 2012 to 23 Aug 2013)
  • Alan Clive Hill

    IRN ACH00025

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jun 2025)
    • CF30 Customer (30 Oct 2013 to 12 Jun 2025)
    • CF1 Director (AR) (30 Oct 2013 to 12 Jun 2025)
  • Alan David Griffiths

    IRN ADG01127

    • CF1 Director (AR) (2 Jan 2013 to 23 Jul 2014)
  • Alan David Rutherford

    IRN ADR00008

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 May 2013)
    • CF1 Director (AR) (since 29 May 2013)
  • Alan David Wilkinson

    IRN ADW00020

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 May 2017)
    • CF30 Customer (since 5 Apr 2013)
  • Alan Deane Downes

    IRN ADD00005

    • CF7 Sole Trader (AR) (9 Jul 2004 to 28 Oct 2005)
    • CF21 Investment Adviser (9 Jul 2004 to 29 Jan 2007)
    • CF22 Investment Adviser (Trainee) (1 Oct 2003 to 9 Jul 2004)
  • Alan Douglas Jackson

    IRN ADJ00010

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 4 Dec 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Dunn

    IRN AXD00747

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 6 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2023)
    • CF30 Customer (since 15 May 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.