Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (20 Apr 2009 to 23 Oct 2009)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (9 Jul 2004 to 29 Jan 2007)
    • CF7 Sole Trader (AR) (9 Jul 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (1 Oct 2003 to 9 Jul 2004)
  • Deane Downes (no longer approved here)

    FRN 401691

    • (2)Employed By (9 Jul 2004 to 29 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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