St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Joseph McAulay

    IRN BJM01140

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 May 2022)
    • CF30 Customer (10 Feb 2015 to 4 May 2022)
  • Brian Joseph Melling

    IRN BJM00030

    • CF30 Customer (1 Nov 2007 to 23 Apr 2008)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 28 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Brian Kin Pong Liu

    IRN KPL01029

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 13 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 19 Feb 2024)
  • Brian Lee Allan

    IRN BLA01014

    • CF30 Customer (1 Nov 2007 to 20 May 2009)
    • CF22 Investment Adviser (Trainee) (31 Aug 2007 to 31 Oct 2007)
  • Brian Mark Bedford

    IRN BMB00010

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2021)
    • CF1 Director (AR) (10 Sep 2010 to 6 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2021)
    • CF21 Investment Adviser (25 Mar 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 25 Mar 2003)
  • Brian Martin Hegarty

    IRN BMH01046

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 14 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Jun 2016)
  • Brian Martin Johnson

    IRN BMJ00005

    • CF22 Investment Adviser (Trainee) (11 Aug 2003 to 1 Apr 2005)
  • Brian Michael Rafferty

    IRN BMR01031

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Jul 2013)
    • CF1 Director (AR) (since 16 Jul 2013)
  • Brian Michael Rimmer

    IRN BMR01041

    • CF30 Customer (27 Jan 2015 to 1 Dec 2016)
  • Brian Palmer

    IRN BLP00001

    • CF21 Investment Adviser (28 Jun 2006 to 5 Dec 2006)
    • CF22 Investment Adviser (Trainee) (23 Dec 2005 to 28 Jun 2006)
    • CF1 Director (AR) (23 Dec 2005 to 5 Dec 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.