Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 May 2022)
    • CF30 Customer (10 Feb 2015 to 4 May 2022)
  • Brian McAulay (no longer approved here)

    FRN 659417

    • Employed By (10 Feb 2015 to 4 May 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (15 May 2008 to 17 Jun 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Dec 2004 to 2 Dec 2005)
    • CF22 Investment Adviser (Trainee) (16 Apr 2004 to 7 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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