St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian John Howard

    IRN AJH01678

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Jun 2017)
    • CF30 Customer (since 16 Jun 2017)
  • Adrian John Russell

    IRN AJR01433

    • Appointed representative dealing with clients for which they require qualification (14 Jun 2022 to 3 Sep 2024)
    • CF30 Customer (10 May 2022 to 3 Sep 2024)
  • Adrian John Webb

    IRN AJW00100

    • CF21 Investment Adviser (28 Jun 2006 to 5 Dec 2006)
    • CF1 Director (AR) (23 Dec 2005 to 5 Dec 2006)
    • CF22 Investment Adviser (Trainee) (23 Dec 2005 to 28 Jun 2006)
  • Adrian John White

    IRN AJW00144

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 5 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 May 2016)
  • Adrian Keith Neal

    IRN AKN00002

    • CF21 Investment Adviser (22 Apr 2005 to 5 Oct 2005)
    • CF22 Investment Adviser (Trainee) (13 Jan 2005 to 22 Apr 2005)
  • Adrian Lambe

    IRN AXL02165

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2025)
    • CF30 Customer (10 May 2016 to 1 Aug 2025)
  • Adrian Leslie Clibran Reid

    IRN ALR00004

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (5 May 2017 to 8 Dec 2019)
  • Adrian Lloyd Mohide

    IRN ALM00009

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 10 Jun 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Adrian Magor

    IRN AXM00369

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2026)
    • CF1 Director (AR) (11 Oct 2014 to 8 Mar 2022)
    • CF30 Customer (20 Aug 2013 to 27 Feb 2026)
  • Adrian Martin Mather

    IRN AXM01160

    • CF1 Director (AR) (since 1 Jun 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.