ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Crispin James Hiney
IRN CJH00031
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dale Adam Johnson
IRN DAJ00045
- CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Nov 2002)
Dale Courtney Matthews
IRN DCM00005
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Damian John Bradbury
IRN DJB00006
- [FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Damian Reece Grimes
IRN DRG01078
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 3 Jun 2003)
Damien Puis Mallon
IRN DXM00090
- CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
Daniel Benedict Peter O'Sullivan
IRN DXO00014
- CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
Daniel Brian Arthurs
IRN DXA00050
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Daniel Howard Dunn
IRN DHD00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Daniel James Mayman
IRN DJM01384
- CF21 Investment Adviser (1 Apr 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (20 Jun 2002 to 1 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.