Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 18 Dec 2025)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 23 Jan 2023)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2025)
- CF29 Significant management (30 Mar 2011 to 29 May 2015)
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- [FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
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