ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard John Eaden
IRN RJE00002
- (1819)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard John Edward Mason
IRN RJM00009
- (969)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard John Evans
IRN RJE00011
- (200)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Mar 2002)
Richard John Felton
IRN RJF00029
- (807)CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2003)
Richard Joseph Hudson
IRN RJH00063
- (548)CF22 Investment Adviser (Trainee) (29 May 2002 to 3 Jun 2003)
Richard Julian
IRN RXJ00002
- (179)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Lee-Warder
IRN RXL00027
- (28)CF22 Investment Adviser (Trainee) (3 Dec 2002 to 3 Jun 2003)
Richard Leslie Jenkins
IRN RLJ00001
- (43)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)
Richard Mark Thomas
IRN RMT00003
- (292)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Apr 2002)
Richard Mark Wilson
IRN RMW00047
- (999)CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
1 day ago
controlled function added: (103)SMF4 Chief Risk
1 day ago
controlled function added: (102)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (101)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (100)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (99)SMF24 Chief Operations
1 day ago
controlled function added: (98)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (97)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (96)SMF16 Compliance Oversight
1 day ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.