ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas David John Cambrook
IRN NDC00001
- (916)CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
- (915)CF22 Investment Adviser (Trainee) (13 Nov 2002 to 25 Mar 2003)
Nicholas David Taylor
IRN NDT00001
- (953)CF22 Investment Adviser (Trainee) (3 Apr 2003 to 3 Jun 2003)
Nicholas Harold Matthews
IRN NHM00005
- (1181)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2003)
Nicholas Honeyman Brown
IRN NXH00004
- (294)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas James Froggatt
IRN NJF00007
- (1526)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- (1527)[FCA CF] Manager of certification employee (1 Jan 2020 to 31 Dec 2020)
Nicholas James Heard
IRN NJH00004
- (1818)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas James Holmes
IRN NJH00030
- (1894)CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
- (1893)CF22 Investment Adviser (Trainee) (1 Jul 2002 to 25 Nov 2002)
Nicholas James Hunt
IRN NJH01246
- (1630)[FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jun 2021)
- (1631)[FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
Nicholas James Sykes
IRN NJS00006
- (789)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Nicholas John Arnold Barnes
IRN NJB00051
- (1247)CF21 Investment Adviser (16 May 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

9 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
9 hours ago
controlled function added: (103)SMF4 Chief Risk
9 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (99)SMF24 Chief Operations
9 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
9 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (96)SMF16 Compliance Oversight
9 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.