ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Desmond Butler Finnan
IRN DBF00001
- (1143)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Desmond John Barron
IRN DXB00155
- (1019)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Diane Carole Watson
IRN DCW00003
- (1453)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Diane Nice
IRN DXN00002
- (516)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dianne Elizabeth Macdonald
IRN DXM00538
- (1458)[FCA CF] Significant management (4 Aug 2021 to 31 May 2023)
Dianne Hunwick
IRN DXG00078
- (1355)CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
Dildar Photay
IRN DXP00003
- (1775)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
Dilwen Mair Jenkins
IRN DXJ00028
- (1953)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dimitry Charles Vandamme
IRN DXV00015
- (101)CF22 Investment Adviser (Trainee) (7 Oct 2002 to 3 Jun 2003)
Dominic Anthony Rouse
IRN DAR00003
- (318)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Acorn Financial Management (no longer appointed)
FRN 125797 · Appointed 1 Jan 1980 · Until 3 Jun 2004
Bridget Cash (no longer appointed)
FRN 178211 · Appointed 1 Jan 1980 · Until 3 Jun 2004
K Stuart Swash (no longer appointed)
FRN 176596 · Appointed 1 Jan 1979 · Until 3 Jun 2004
Graham Spellman (no longer appointed)
FRN 174924 · Appointed 31 Dec 1978 · Until 3 Jun 2004
Penrith Building Society (no longer appointed)
FRN 164473 · Appointed 1 Dec 1978 · Until 1 Dec 2001
David Ibbotson and Company (no longer appointed)
FRN 163922 · Appointed 1 Jan 1978 · Until 3 Jun 2004
Sodhi and Company (no longer appointed)
FRN 159975 · Appointed 1 Nov 1977 · Until 3 Jun 2004
EF Accountancy Services (no longer appointed)
FRN 182481 · Appointed 1 Oct 1977 · Until 3 Jun 2004
RI Keating and Company (no longer appointed)
FRN 157830 · Appointed 1 Aug 1977 · Until 3 Jun 2004
David Atterbury (Insurance Consultancy) Limited (no longer appointed)
FRN 181643 · Appointed 1 Jan 1977 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 minutes ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 minutes ago
controlled function added: (103)SMF4 Chief Risk
3 minutes ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 minutes ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 minutes ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 minutes ago
controlled function added: (99)SMF24 Chief Operations
3 minutes ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 minutes ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 minutes ago
controlled function added: (96)SMF16 Compliance Oversight
3 minutes ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.