Dianne Hunwick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
  • knightsbridge Financial Solutions Ltd (no longer approved here)

    FRN 209711

    • (10)Employed By (20 Jan 2011 to 26 Jun 2014)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (22 Jan 2009 to 30 Dec 2010)
    • CF30 Customer (22 Jan 2009 to 30 Dec 2010)
  • Dianne Garner Financial Services Ltd (no longer approved here)

    FRN 494642

    • Employed By (22 Jan 2009 to 30 Dec 2010)
  • Austin Chapel IFA's (no longer approved here)

    FRN 194914

    • (6)Employed By (14 Jun 2007 to 14 Nov 2008)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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