ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Berkengoff
IRN MXB00007
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2003)
Martin Bruno Tautz
IRN MBT00006
- CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
Martin David Eaton
IRN MDE01033
- CF22 Investment Adviser (Trainee) (11 Oct 2002 to 3 Apr 2003)
Martin David Moule
IRN MDM01048
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 20 Jun 2003)
- CF1 Director (1 Dec 2001 to 20 Jun 2003)
Martin Eoin Killough
IRN MEK00007
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Martin Gareth Brunt
IRN MGB00019
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Gordon Tyerman
IRN MGT00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Harry Mellor
IRN MHM00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Martin Hegarty
IRN MXH01485
- CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
Martin Henry Greenwood
IRN MHS00007
- CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 29 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.