ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Giles Kemp Harwood
IRN GKH00006
- (1761)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Giles William Godwin De Gatacre
IRN GWD00002
- (700)CF22 Investment Adviser (Trainee) (1 Mar 2002 to 3 Jun 2003)
Giorgio Vincenzo Stephen Brugnoli
IRN GVB00002
- (185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Glenn Gaston
IRN GXG00054
- (977)CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
Glenn McNeilly
IRN GXM00010
- (517)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
Glyn Lewis-Jones
IRN LJG00002
- (332)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Godwin Gay
IRN GMG00012
- (1433)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Gordon Bruce Elder
IRN GBE00003
- (1210)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Ian Hanlon
IRN GIH00004
- (1934)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Jeffrey Montgomery
IRN GJM00001
- (328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Adam Martyn-Smith (no longer appointed)
FRN 200852 · Appointed 1 Sep 1987 · Until 3 Jun 2004
Arans Estate Agents (no longer appointed)
FRN 157147 · Appointed 24 Aug 1987 · Until 3 Jun 2004
RJM Accountancy (no longer appointed)
FRN 178213 · Appointed 1 Mar 1987 · Until 3 Jun 2004
Ledgers Financial Services (Aberdeen) (no longer appointed)
FRN 181627 · Appointed 1 Mar 1987 · Until 3 Jun 2004
Jamestown Investments Limited (no longer appointed)
FRN 178325 · Appointed 1 Jan 1987 · Until 3 Jun 2004
Hale Clinic International Ltd (no longer appointed)
FRN 169472 · Appointed 1 Jan 1987 · Until 5 Dec 2003
Eric Palmer Photography (no longer appointed)
FRN 174928 · Appointed 31 Dec 1986 · Until 5 Dec 2003
Rafamacs Ltd (no longer appointed)
FRN 200877 · Appointed 15 Sep 1986 · Until 3 Jun 2004
Christopher Buckingham (no longer appointed)
FRN 175261 · Appointed 23 May 1986 · Until 3 Jun 2004
TJ Mudd & Co (no longer appointed)
FRN 200949 · Appointed 1 Mar 1986 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
11 hours ago
controlled function added: (103)SMF4 Chief Risk
11 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (99)SMF24 Chief Operations
11 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (96)SMF16 Compliance Oversight
11 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.