Gordon Ian Hanlon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hanlon Kneller and Associates LLP

    FRN 454044

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Sep 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2006 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Sep 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Sep 2006 to 30 Sep 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (5 Jul 2006 to 8 Dec 2006)
    • CF7 Sole Trader (AR) (3 Sep 2004 to 8 Dec 2006)
    • CF22 Investment Adviser (Trainee) (3 Sep 2004 to 5 Jul 2006)
  • Hanlon Clarke Associates (no longer approved here)

    FRN 403205

    • (1)Employed By (3 Sep 2004 to 8 Dec 2006)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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