ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Crispin James Hiney
IRN CJH00031
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dale Adam Johnson
IRN DAJ00045
- CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Nov 2002)
Dale Courtney Matthews
IRN DCM00005
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Damian John Bradbury
IRN DJB00006
- [FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Damian Reece Grimes
IRN DRG01078
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 3 Jun 2003)
Damien Puis Mallon
IRN DXM00090
- CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
Daniel Benedict Peter O'Sullivan
IRN DXO00014
- CF22 Investment Adviser (Trainee) (8 May 2003 to 3 Jun 2003)
Daniel Brian Arthurs
IRN DXA00050
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Daniel Howard Dunn
IRN DHD00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Daniel James Mayman
IRN DJM01384
- CF21 Investment Adviser (1 Apr 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (20 Jun 2002 to 1 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Chancellor Court Mortgages (no longer appointed)
FRN 175362 · Appointed 1 Jul 1994 · Until 3 Jun 2004
John Shipton Developments (no longer appointed)
FRN 185418 · Appointed 1 Jun 1994 · Until 3 Jun 2004
Shaftesbury Investment and Insurance Services (no longer appointed)
FRN 175236 · Appointed 6 May 1994 · Until 3 Jun 2004
Core Recruitment Limited (no longer appointed)
FRN 179665 · Appointed 5 May 1994 · Until 3 Jun 2004
David Snelgar (no longer appointed)
FRN 176074 · Appointed 1 May 1994 · Until 3 Jun 2004
Waterloo Financial Services (no longer appointed)
FRN 175721 · Appointed 1 Apr 1994 · Until 3 Jun 2004
MP Moore (no longer appointed)
FRN 178206 · Appointed 14 Mar 1994 · Until 3 Jun 2004
Wissenbach Wealth Management LLP (no longer appointed)
FRN 166024 · Appointed 17 Feb 1994 · Until 3 Jun 2004
Nexus Structured Finance Limited (no longer appointed)
FRN 169671 · Appointed 3 Feb 1994 · Until 3 Jun 2004
Tayler Bradshaw (no longer appointed)
FRN 180652 · Appointed 1 Jan 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.