ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Deborah Leslie Guise
IRN DLG00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Deborah Valerie Morris
IRN DVM00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Apr 2002)
Debra Jane McKenna
IRN DJM01605
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
- CF11 Money Laundering Reporting (30 Mar 2012 to 8 Dec 2019)
Dee Mary Hamilton
IRN DMH00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Deidre Catherine Connolly
IRN DXC00027
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dennis Frank Guise
IRN DFG00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dennis Keith Johnson
IRN DKJ00004
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Derek Alan Kyiet
IRN DAK00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Charles Palmer
IRN DCP00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Forrest
IRN DXF00039
- CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Jan 2003)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.