Derek Forrest

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (28 Apr 2021 to 25 Jul 2023)
    • [FCA CF] Functions requiring qualifications (28 Apr 2021 to 25 Jul 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2021)
    • CF1 Director (AR) (31 Oct 2014 to 17 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 17 Jul 2021)
    • CF21 Investment Adviser (15 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Aug 2005 to 15 Dec 2005)
  • DCF Financial Ltd (no longer approved here)

    FRN 649519

    • Employed By (27 Oct 2014 to 17 Jul 2021)
  • Derek Forrest (no longer approved here)

    FRN 416305

    • Employed By (2 Dec 2004 to 8 Aug 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Jan 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Jan 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Jan 2003 to 8 Aug 2005)
    • CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Jan 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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