ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Charles Frederick Basil Woodd
IRN CFW01033
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
Charles Henry Gregson
IRN CHG01037
- CF2 Non Executive Director (21 Jan 2010 to 31 Dec 2013)
Charles Howard Bailey
IRN CHB01017
- CF2 Non Executive Director (19 Mar 2002 to 29 Sep 2005)
Charles James Stephen Bird
IRN CJB00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Charles MacGregor Provan
IRN CMP00029
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Charles Manwaring Robertson
IRN CMR00016
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Charlotte Watts
IRN CXW01463
- CF22 Investment Adviser (Trainee) (2 Feb 2004 to 31 Dec 2004)
Cherry Anne Haydon
IRN CAB00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2001)
Christine Diane Valantine
IRN CDV01008
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Christine Patricia Churchill
IRN CPC00007
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.