Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Oct 2005 to 24 Aug 2007)
  • Caroline Griffiths (no longer approved here)

    FRN 401793

    • Employed By (8 Oct 2004 to 24 Jun 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (13 May 2004 to 24 Jun 2005)
    • CF22 Investment Adviser (Trainee) (2 Feb 2004 to 13 May 2004)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (2 Feb 2004 to 31 Dec 2004)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (2 Feb 2004 to 31 Dec 2004)
  • Investing Ethically Ltd (no longer approved here)

    FRN 192005

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.