ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Andrew Mallows
IRN JXM01275
- (57)[FCA CF] Manager of certification employee (since 2 Jan 2024)
James Blackburn Hillis
IRN JXH00145
- (1935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Christian Hulme
IRN JCH00044
- (2037)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 1 Jul 2003)
James Christie Lynch
IRN JCL00017
- (1108)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Christopher Maher
IRN JCM00020
- (268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)
James Edward Guttridge
IRN JEG00012
- (608)CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
James Garry Wilson
IRN JGW00024
- (97)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James George Mackie
IRN JGM00009
- (596)CF21 Investment Adviser (4 Mar 2003 to 3 Jun 2003)
- (595)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 4 Mar 2003)
James George May
IRN JXM43303
- (1491)[FCA CF] Significant management (21 Nov 2023 to 11 Feb 2026)
- (1490)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
James Hamilton Laird Burt
IRN JHB00001
- (333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Martin Tyerman & Associates (no longer appointed)
FRN 186447 · Appointed 24 Oct 1997 · Until 3 Jun 2004
The Mortgage People (no longer appointed)
FRN 191939 · Appointed 22 Oct 1997 · Until 3 Jun 2004
Hudson Deane Ltd (no longer appointed)
FRN 192511 · Appointed 22 Oct 1997 · Until 3 Jun 2004
North London Financial Services (no longer appointed)
FRN 191947 · Appointed 8 Oct 1997 · Until 3 Jun 2004
Chancellery Financial Services (no longer appointed)
FRN 201072 · Appointed 1 Oct 1997 · Until 3 Jun 2004
Montague Godel (no longer appointed)
FRN 185159 · Appointed 29 Sep 1997 · Until 3 Jun 2004
Tim Hughes (no longer appointed)
FRN 194111 · Appointed 25 Sep 1997 · Until 3 Jun 2004
Mortgage Choices (no longer appointed)
FRN 185557 · Appointed 22 Sep 1997 · Until 3 Jun 2004
The Imperial Mortgage Service (no longer appointed)
FRN 185855 · Appointed 19 Sep 1997 · Until 3 Jun 2004
Keith Anthony Michael Millman (no longer appointed)
FRN 185135 · Appointed 19 Sep 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 hours ago
controlled function added: (103)SMF4 Chief Risk
3 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (99)SMF24 Chief Operations
3 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (96)SMF16 Compliance Oversight
3 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.