ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Frank Peck
IRN JFP00001
- (726)CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
John Frederick Woodisse
IRN JFW00004
- (599)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
John Geoffrey Keeton
IRN JGK00002
- (380)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John George Baring Hills
IRN JGH00006
- (2220)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John George Tighe
IRN JGT00003
- (1037)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Glen Lloyd Stewart
IRN JGS00001
- (90)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Graham Parker
IRN JGP00005
- (1126)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Gregory Joseph Tucker
IRN JGT00002
- (34)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Gregory West
IRN JGW01051
- (1124)CF21 Investment Adviser (7 Feb 2003 to 3 Jun 2003)
- (1123)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 7 Feb 2003)
John Harold Denman Green
IRN JHG00001
- (121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

London & Edinburgh (no longer appointed)
FRN 193913 · Appointed 17 Apr 1998 · Until 3 Jun 2004
Universal Financial Mortgages (no longer appointed)
FRN 186681 · Appointed 8 Apr 1998 · Until 3 Jun 2004
BMP Associates (no longer appointed)
FRN 186537 · Appointed 23 Mar 1998 · Until 3 Jun 2004
John Cavilla Consultancy (no longer appointed)
FRN 187034 · Appointed 12 Mar 1998 · Until 3 Jun 2004
Goodwill Legacies Limited (no longer appointed)
FRN 187031 · Appointed 9 Mar 1998 · Until 3 Jun 2004
Cyril Lewis (no longer appointed)
FRN 135506 · Appointed 18 Feb 1998 · Until 3 Jun 2004
Prakash Ghadialy (no longer appointed)
FRN 186187 · Appointed 16 Feb 1998 · Until 3 Jun 2004
Peter Brooker (no longer appointed)
FRN 186459 · Appointed 10 Feb 1998 · Until 3 Jun 2004
On Line Mortgages Limited (no longer appointed)
FRN 187466 · Appointed 1 Feb 1998 · Until 3 Jun 2004
Freia Kennedy Financial Services (no longer appointed)
FRN 192020 · Appointed 27 Jan 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
11 hours ago
controlled function added: (103)SMF4 Chief Risk
11 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (99)SMF24 Chief Operations
11 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (96)SMF16 Compliance Oversight
11 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.