Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 16 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
    • SMF3 Executive Director (since 25 Apr 2024)
    • SMF16 Compliance Oversight (since 25 Apr 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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