ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Hinchliffe
IRN AJH00019
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Andrew John Humphries
IRN AJH01341
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
Andrew John McVeigh
IRN AJM00101
- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Andrew John Pratt
IRN AJP00060
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Andrew John Skinner
IRN AJS00071
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Andrew John Smith
IRN AJS00011
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Andrew John White
IRN AJW00040
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Andrew Jones Walker
IRN AJW01336
- CF22 Investment Adviser (Trainee) (11 Mar 2003 to 3 Jun 2003)
Andrew Kenneth Durkin
IRN AKD00004
- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)
Andrew Lawther
IRN AXL00050
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mansionhouse Independent Mortgage Services Ltd (no longer appointed)
FRN 192457 · Appointed 10 Jan 1999 · Until 17 May 2002
Peter R Burton Financial Services Ltd (no longer appointed)
FRN 193953 · Appointed 10 Jan 1999 · Until 17 May 2002
Independent Mortgage Advisors (Barry G Davis) (no longer appointed)
FRN 201720 · Appointed 6 Jan 1999 · Until 3 Jun 2004
Peter Mountain (no longer appointed)
FRN 192481 · Appointed 21 Dec 1998 · Until 28 Jun 2002
Edith Walker (no longer appointed)
FRN 201751 · Appointed 21 Dec 1998 · Until 3 Jun 2004
Renbe Associates (Anthony Abiona) (no longer appointed)
FRN 193692 · Appointed 30 Nov 1998 · Until 3 Jun 2004
The Independent Mortgage Service (no longer appointed)
FRN 194016 · Appointed 26 Nov 1998 · Until 3 Jun 2004
Mussard & Co Wealth Management Ltd (no longer appointed)
FRN 194006 · Appointed 23 Nov 1998 · Until 3 Jun 2004
J Steer (no longer appointed)
FRN 192421 · Appointed 23 Nov 1998 · Until 3 Jun 2004
JP Milroy & Co (no longer appointed)
FRN 192419 · Appointed 18 Nov 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.