ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Elizabeth Janet Kelly
IRN EXK01230
- SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
- SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
- SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
- [FCA CF] Material risk taker (22 Jan 2020 to 15 May 2020)
- [FCA CF] Significant management (9 Dec 2019 to 15 May 2020)
Elizabeth Nia Richards
IRN ENR01000
- CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (26 Jun 2002 to 29 May 2003)
Emma Kate Griffin
IRN EKG00002
- SMF7 Group Entity Senior Manager (21 Dec 2023 to 13 May 2025)
- SMF9 Chair of the Governing Body (4 Feb 2020 to 21 Dec 2023)
Emma Victoria Pentelow
IRN EVP00003
- CF22 Investment Adviser (Trainee) (21 Sep 2002 to 3 Jun 2003)
Eric Edward Hollington
IRN EEH00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Eric Roger Francis
IRN ERF00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ernest Paul Snow
IRN EPS00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Eugene Alexander Nathan
IRN EAN00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Eva Gunilla Sundblad
IRN EXN00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Evelyn Cromarty Thomas
IRN ECT00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.