ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Peter Risby
IRN SPR01102
- (1011)CF28 Systems and controls (10 Aug 2011 to 29 May 2015)
Simon Price
IRN SXP00083
- (1125)CF22 Investment Adviser (Trainee) (1 May 2002 to 3 Jun 2003)
Simon Roderick Batcheler
IRN SRB01099
- (2129)CF21 Investment Adviser (14 Jan 2002 to 3 Jun 2003)
Simon Skelton Herbert
IRN SSH00006
- (2082)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
Simon Victor Gaunt
IRN SVG00001
- (982)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
Simon William David Fraser
IRN SXF00319
- (102)SMF7 Group Entity Senior Manager (since 16 Jul 2024)
Simon William Field
IRN SWF00001
- (1077)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon William Lipp
IRN SWL00009
- (2094)CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
- (2093)CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)
Smain Badaoui
IRN SXB00076
- (144)CF21 Investment Adviser (29 May 2003 to 29 May 2003)
- (143)CF22 Investment Adviser (Trainee) (9 Jan 2003 to 29 May 2003)
Soji Ajayi
IRN SXA00002
- (1287)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

3 days ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 days ago
controlled function added: (103)SMF4 Chief Risk
3 days ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (99)SMF24 Chief Operations
3 days ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (96)SMF16 Compliance Oversight
3 days ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.