ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sheila Marie Creely
IRN SMC00033
- (622)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Shelagh Mary Smith
IRN SMS00005
- (515)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sheryl Tracey Bryce
IRN STB01049
- (29)CF22 Investment Adviser (Trainee) (28 Mar 2003 to 3 Jun 2003)
Shirley Joyce Hughes
IRN SJH00084
- (1097)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
Shonagh Ann Finnan
IRN SAF00002
- (1000)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2003)
Sidney Lane
IRN SXL00005
- (1185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sidney Yankson
IRN LXY00002
- (1202)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
Simon Alan Smith
IRN SAS00004
- (1198)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Simon Alexander Fleet
IRN SAF00004
- (216)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Andrew Durling
IRN SAD01035
- (1662)CF21 Investment Adviser (22 Oct 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

3 days ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
3 days ago
controlled function added: (103)SMF4 Chief Risk
3 days ago
controlled function added: (102)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (101)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (100)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (99)SMF24 Chief Operations
3 days ago
controlled function added: (98)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (97)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (96)SMF16 Compliance Oversight
3 days ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.