ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alison Jane Wright
IRN AJW00131
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alison Lecore King
IRN ALK00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alistair Douglas Quinlan
IRN ADQ00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alistair Graham Coomer
IRN AGC00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alistair Mark Calvin
IRN AMC00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alistair Newall McKelvie
IRN ANM00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Alistair Stephen Marriott
IRN ASM00019
- CF21 Investment Adviser (30 May 2002 to 27 Aug 2002)
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 19 Aug 2002)
Allan O'Brien
IRN AXO00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Allan Peter Bullock
IRN APB00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Allen Robert Roberts
IRN ARR00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Clarke Financial Partnership (no longer appointed)
FRN 194012 · Appointed 2 Dec 1999 · Until 3 Jun 2004
Watercress Associates Ltd (no longer appointed)
FRN 193967 · Appointed 1 Dec 1999 · Until 8 Jul 2003
Tower York Financial Services (Alan Brown) (no longer appointed)
FRN 192334 · Appointed 1 Dec 1999 · Until 3 Jun 2004
JRF Mortgages (no longer appointed)
FRN 201559 · Appointed 1 Dec 1999 · Until 30 Oct 2003
Alan Reed Management (no longer appointed)
FRN 192336 · Appointed 25 Nov 1999 · Until 3 Jun 2004
Teachers Pensions Services (Chris Scott) (no longer appointed)
FRN 192433 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Nevill Associates (no longer appointed)
FRN 192468 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Michael Symonds (no longer appointed)
FRN 188950 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Clifford David Associates (no longer appointed)
FRN 192436 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Hampstons Estates Limited (no longer appointed)
FRN 201782 · Appointed 15 Nov 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.