Allan Peter Bullock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
    • [FCA CF] Client dealing (since 16 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2021)
    • CF30 Customer (28 Jul 2014 to 16 Apr 2021)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (60)Employed By (28 Jul 2014 to 16 Apr 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Allan Bullock (no longer approved here)

    FRN 415293

    • Employed By (8 Dec 2004 to 1 Jun 2012)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.