ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David John Mitchell
IRN DJM00013
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Johnson
IRN DXJ00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
David Joseph Henley
IRN DJH00131
- CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Jun 2002 to 25 Nov 2002)
David Kenna Lawson
IRN DKL00001
- CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
David Kerr
IRN DXK01209
- CF22 Investment Adviser (Trainee) (10 Jun 2003 to 11 Jun 2003)
David Laurence Baldwin
IRN DLB00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Leslie Davies
IRN DLD00002
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2003)
David Lloyd Thompson
IRN DLT00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Lomax
IRN DXL00079
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
David Marshall
IRN DXM00030
- CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Clarke Financial Partnership (no longer appointed)
FRN 194012 · Appointed 2 Dec 1999 · Until 3 Jun 2004
Watercress Associates Ltd (no longer appointed)
FRN 193967 · Appointed 1 Dec 1999 · Until 8 Jul 2003
Tower York Financial Services (Alan Brown) (no longer appointed)
FRN 192334 · Appointed 1 Dec 1999 · Until 3 Jun 2004
JRF Mortgages (no longer appointed)
FRN 201559 · Appointed 1 Dec 1999 · Until 30 Oct 2003
Alan Reed Management (no longer appointed)
FRN 192336 · Appointed 25 Nov 1999 · Until 3 Jun 2004
Teachers Pensions Services (Chris Scott) (no longer appointed)
FRN 192433 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Nevill Associates (no longer appointed)
FRN 192468 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Michael Symonds (no longer appointed)
FRN 188950 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Clifford David Associates (no longer appointed)
FRN 192436 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Hampstons Estates Limited (no longer appointed)
FRN 201782 · Appointed 15 Nov 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.