David Marshall

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF7 Sole Trader (AR) (2 Aug 2006 to 4 Oct 2006)
  • David Marshall (no longer approved here)

    FRN 450510

    • Employed By (2 Aug 2006 to 4 Oct 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (12 Jul 2005 to 24 Mar 2006)
    • CF21 Investment Adviser (24 Oct 2003 to 24 Mar 2006)
    • CF1 Director (AR) (24 Oct 2003 to 12 Jul 2005)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 24 Oct 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.