ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Deborah Leslie Guise
IRN DLG00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Deborah Valerie Morris
IRN DVM00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Apr 2002)
Debra Jane McKenna
IRN DJM01605
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
- CF11 Money Laundering Reporting (30 Mar 2012 to 8 Dec 2019)
Dee Mary Hamilton
IRN DMH00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Deidre Catherine Connolly
IRN DXC00027
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dennis Frank Guise
IRN DFG00009
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dennis Keith Johnson
IRN DKJ00004
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Derek Alan Kyiet
IRN DAK00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Charles Palmer
IRN DCP00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Forrest
IRN DXF00039
- CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Jan 2003)

Smaller firms operating under this firm's FCA authorisation.

Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
JJS Consultants Ltd (no longer appointed)
FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2004
Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Financial Portfolio Ltd (no longer appointed)
FRN 222677 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Birfield House (no longer appointed)
FRN 222515 · Appointed 3 Feb 2003 · Until 3 Jun 2004
George Crowther (no longer appointed)
FRN 222300 · Appointed 27 Jan 2003 · Until 3 Jun 2004
The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.