ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Richard Slawson
IRN PRS00005
- (367)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Bacon
IRN PXB00145
- (838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Beck
IRN PRB00007
- (1710)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Coulter
IRN PRC01075
- (1448)[FCA CF] Significant management (9 Dec 2019 to 2 Jan 2024)
Peter Scudder
IRN PXS00073
- (316)CF22 Investment Adviser (Trainee) (7 May 2003 to 3 Jun 2003)
Peter Tapson Grieves
IRN PTG00007
- (1790)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Peter Thomas Carron
IRN PTC00001
- (53)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter Thompson Moore
IRN PXM00013
- (2128)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Peter Ward
IRN PXW00014
- (111)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter William Ewart
IRN PWE00003
- (1938)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
JJS Consultants Ltd (no longer appointed)
FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2004
Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Financial Portfolio Ltd (no longer appointed)
FRN 222677 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Birfield House (no longer appointed)
FRN 222515 · Appointed 3 Feb 2003 · Until 3 Jun 2004
George Crowther (no longer appointed)
FRN 222300 · Appointed 27 Jan 2003 · Until 3 Jun 2004
The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
1 day ago
controlled function added: (103)SMF4 Chief Risk
1 day ago
controlled function added: (102)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (101)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (100)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (99)SMF24 Chief Operations
1 day ago
controlled function added: (98)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (97)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (96)SMF16 Compliance Oversight
1 day ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.