Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TMP WM 2024 Ltd

    FRN 1028178

    • (7)Employed By (since 31 Mar 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 5 Oct 2005)
    • CF21 Investment Adviser (21 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 21 Nov 2003)
  • TMP Wealth Management Ltd (no longer approved here)

    FRN 925657

    • Employed By (6 May 2020 to 1 May 2025)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.