ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Allen Weitzman
IRN DAW00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Anthony Barnes
IRN DAB00094
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 12 Sep 2002)
David Arkley
IRN DXA00067
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Arthur Young
IRN DAY00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Bernard Adrian Sharp
IRN DBS00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Brownhill Dixon
IRN DBD00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Charles Akers
IRN DCA00001
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
David Charles Bellamy
IRN DCB01053
- CF3 Chief Executive (18 Jan 2007 to 29 Dec 2017)
- CF1 Director (15 Oct 2003 to 29 Dec 2017)
- CF8 Apportionment and Oversight (1 Dec 2001 to 20 Apr 2005)
David Charles Parish
IRN DCP00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Claydon
IRN DXC01583
- CF22 Investment Adviser (Trainee) (19 Mar 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Hinks & Hall Plc (no longer appointed)
FRN 193102 · Appointed 21 Aug 2000 · Until 3 Jun 2004
Chapplins Estate Agents (Havant & Bordon) (no longer appointed)
FRN 195347 · Appointed 10 Aug 2000 · Until 3 Jun 2004
Riverside Financial Management (no longer appointed)
FRN 193402 · Appointed 7 Aug 2000 · Until 3 Jun 2004
PJ Windows Ltd (no longer appointed)
FRN 192686 · Appointed 2 Aug 2000 · Until 5 Feb 2003
Benjamin Stagg (no longer appointed)
FRN 192685 · Appointed 26 Jul 2000 · Until 3 Jun 2004
Theresa Chambers (no longer appointed)
FRN 193107 · Appointed 25 Jul 2000 · Until 3 Jun 2004
J Travis (no longer appointed)
FRN 193423 · Appointed 20 Jul 2000 · Until 3 Jun 2004
Bowburn Mortgage Services (no longer appointed)
FRN 193105 · Appointed 20 Jul 2000 · Until 3 Jun 2004
Complete Financial Management (no longer appointed)
FRN 193614 · Appointed 17 Jul 2000 · Until 3 Jun 2004
Holmes-Naden (Estates) Ltd (no longer appointed)
FRN 193613 · Appointed 17 Jul 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.