ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Schofield
IRN JXS01328
- CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
- CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
John Simon Bennison
IRN JSB00012
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Steer
IRN JXS01974
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Stephen Patrick
IRN JSP00033
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John T Cross
IRN JTC00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Thomas Iveson
IRN JTI00001
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
John Victor Michell
IRN JVM00009
- CF22 Investment Adviser (Trainee) (7 Mar 2003 to 3 Jun 2003)
John William Loaring
IRN JWL00016
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
John William Sherratt
IRN JXS00148
- CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
John William Vinson
IRN JWV00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.