ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Lindsay White
IRN ALW00024
- CF21 Investment Adviser (11 Feb 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)
Andrew Mark Jukes
IRN AMJ00014
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Andrew Martin Croft
IRN AMC01058
- SMF7 Group Entity Senior Manager (10 Mar 2020 to 1 Dec 2023)
- CF3 Chief Executive (25 Dec 2017 to 30 Sep 2019)
- CF29 Significant management (1 Nov 2007 to 29 May 2015)
- CF28 Systems and controls (1 Nov 2007 to 6 Jan 2017)
- CF1 Director (13 Jun 2003 to 5 Aug 2019)
- CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
- CF13 Finance (2 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)
Andrew Martin Hackney
IRN AXH00119
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Andrew Morrison
IRN AXM00223
- CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)
Andrew Neil Greer
IRN ANG00013
- CF22 Investment Adviser (Trainee) (13 Nov 2002 to 23 Dec 2002)
Andrew Newcombe
IRN AXN00036
- CF22 Investment Adviser (Trainee) (27 Mar 2003 to 3 Jun 2003)
Andrew Paul Weatherley
IRN APW00015
- CF22 Investment Adviser (Trainee) (6 Feb 2002 to 3 Jun 2003)
Andrew Philip Drake
IRN APD01133
- [FCA CF] Material risk taker (1 Jan 2023 to 19 Apr 2024)
- [FCA CF] Significant management (7 Jul 2021 to 4 Jan 2024)
Andrew Philip Watkins
IRN APW00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.