Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF7 Group Entity Senior Manager (16 Aug 2021 to 1 Dec 2023)
    • SIMF1 Chief Executive Function (27 Jun 2017 to 9 Dec 2018)
    • SMF1 Chief Executive (27 Jun 2017 to 27 Jun 2017)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 1 Jan 2018)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF1 Director (13 Jun 2003 to 6 Mar 2016)
    • CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • SMF7 Group Entity Senior Manager (16 Aug 2021 to 1 Dec 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 16 Aug 2021)
    • CF3 Chief Executive (25 Dec 2017 to 8 Dec 2019)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF7 Group Entity Senior Manager (10 Mar 2020 to 1 Dec 2023)
    • CF3 Chief Executive (25 Dec 2017 to 30 Sep 2019)
    • CF28 Systems and controls (1 Nov 2007 to 6 Jan 2017)
    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF1 Director (13 Jun 2003 to 5 Aug 2019)
    • CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
    • CF13 Finance (2 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2023)
    • Responsibility for MCD Intermediation (5 Mar 2019 to 1 Dec 2023)
    • Responsible for Insurance Distribution (4 Mar 2019 to 1 Dec 2023)
    • CF3 Chief Executive (25 Dec 2017 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 6 Jan 2017)
    • CF29 Significant management (1 Nov 2007 to 29 May 2015)
    • CF1 Director (13 Jun 2003 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2023)
    • CF3 Chief Executive (25 Dec 2017 to 8 Dec 2019)
    • CF1 Director (26 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.