Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (16 Aug 2021 to 1 Dec 2023)
- SIMF1 Chief Executive Function (27 Jun 2017 to 9 Dec 2018)
- SMF1 Chief Executive (27 Jun 2017 to 27 Jun 2017)
- SIMF2 Chief Finance Function (7 Mar 2016 to 1 Jan 2018)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 29 May 2015)
- CF1 Director (13 Jun 2003 to 6 Mar 2016)
- CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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- SMF7 Group Entity Senior Manager (16 Aug 2021 to 1 Dec 2023)
- SMF1 Chief Executive (9 Dec 2019 to 18 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 16 Aug 2021)
- CF3 Chief Executive (25 Dec 2017 to 8 Dec 2019)
- CF1 Director (3 Nov 2014 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (10 Mar 2020 to 1 Dec 2023)
- CF3 Chief Executive (25 Dec 2017 to 30 Sep 2019)
- CF28 Systems and controls (1 Nov 2007 to 6 Jan 2017)
- CF29 Significant management (1 Nov 2007 to 29 May 2015)
- CF1 Director (13 Jun 2003 to 5 Aug 2019)
- CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
- CF13 Finance (2 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)
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- SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
- SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2023)
- Responsibility for MCD Intermediation (5 Mar 2019 to 1 Dec 2023)
- Responsible for Insurance Distribution (4 Mar 2019 to 1 Dec 2023)
- CF3 Chief Executive (25 Dec 2017 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 6 Jan 2017)
- CF29 Significant management (1 Nov 2007 to 29 May 2015)
- CF1 Director (13 Jun 2003 to 8 Dec 2019)
- CF19 Significant Mgt (Financial Resources) (13 Jun 2003 to 31 Oct 2007)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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- SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
- SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2023)
- CF3 Chief Executive (25 Dec 2017 to 8 Dec 2019)
- CF1 Director (26 Feb 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.