ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Giles Kemp Harwood
IRN GKH00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Giles William Godwin De Gatacre
IRN GWD00002
- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 3 Jun 2003)
Giorgio Vincenzo Stephen Brugnoli
IRN GVB00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Glenn Gaston
IRN GXG00054
- CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
Glenn McNeilly
IRN GXM00010
- CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
Glyn Lewis-Jones
IRN LJG00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Godwin Gay
IRN GMG00012
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Gordon Bruce Elder
IRN GBE00003
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Ian Hanlon
IRN GIH00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Jeffrey Montgomery
IRN GJM00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Jean Todd Partnership (no longer appointed)
FRN 195338 · Appointed 18 Dec 2000 · Until 3 Jun 2004
Lawrence Neil Wealth Management Ltd (no longer appointed)
FRN 194401 · Appointed 12 Dec 2000 · Until 3 Jun 2004
Jayson Newman (no longer appointed)
FRN 201838 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Financial Heritage Ltd (no longer appointed)
FRN 201935 · Appointed 1 Dec 2000 · Until 3 Jun 2004
UK Assets Investment & Insurance Consultants Ltd (no longer appointed)
FRN 194157 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Cadishead Services (no longer appointed)
FRN 135146 · Appointed 30 Nov 2000 · Until 3 Jun 2004
RBA Domestic & Commerical Insurance Services Ltd (no longer appointed)
FRN 195341 · Appointed 28 Nov 2000 · Until 3 Jun 2004
RBA Independent Mortgage Services Ltd (no longer appointed)
FRN 195342 · Appointed 28 Nov 2000 · Until 3 Jun 2004
Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
Vetsfriend Ltd (no longer appointed)
FRN 194206 · Appointed 24 Nov 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.