ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Anthony John Case
IRN AJC00011
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony John Dunk
IRN AJD01126
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
Anthony John Jarvis
IRN AJJ00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony John Jenkins
IRN AJJ00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
Anthony John Nunn
IRN AJN00003
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
Anthony Joseph Balfe
IRN AJB00065
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Joseph O'Brart
IRN AJO00002
- CF21 Investment Adviser (5 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (5 Nov 2002 to 5 Nov 2002)
Anthony Keith Wenban
IRN AKW00013
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Anthony Ludlow
IRN AXL01439
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
Anthony McDonald
IRN AXM03557
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
- [FCA CF] Client dealing (since 2 Mar 2026)

Smaller firms operating under this firm's FCA authorisation.

The Jean Todd Partnership (no longer appointed)
FRN 195338 · Appointed 18 Dec 2000 · Until 3 Jun 2004
Lawrence Neil Wealth Management Ltd (no longer appointed)
FRN 194401 · Appointed 12 Dec 2000 · Until 3 Jun 2004
Jayson Newman (no longer appointed)
FRN 201838 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Financial Heritage Ltd (no longer appointed)
FRN 201935 · Appointed 1 Dec 2000 · Until 3 Jun 2004
UK Assets Investment & Insurance Consultants Ltd (no longer appointed)
FRN 194157 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Cadishead Services (no longer appointed)
FRN 135146 · Appointed 30 Nov 2000 · Until 3 Jun 2004
RBA Domestic & Commerical Insurance Services Ltd (no longer appointed)
FRN 195341 · Appointed 28 Nov 2000 · Until 3 Jun 2004
RBA Independent Mortgage Services Ltd (no longer appointed)
FRN 195342 · Appointed 28 Nov 2000 · Until 3 Jun 2004
Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
Vetsfriend Ltd (no longer appointed)
FRN 194206 · Appointed 24 Nov 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.