ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David John Mitchell
IRN DJM00013
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Johnson
IRN DXJ00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
David Joseph Henley
IRN DJH00131
- CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Jun 2002 to 25 Nov 2002)
David Kenna Lawson
IRN DKL00001
- CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
David Kerr
IRN DXK01209
- CF22 Investment Adviser (Trainee) (10 Jun 2003 to 11 Jun 2003)
David Laurence Baldwin
IRN DLB00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Leslie Davies
IRN DLD00002
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2003)
David Lloyd Thompson
IRN DLT00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David Lomax
IRN DXL00079
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
David Marshall
IRN DXM00030
- CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Des Barron (no longer appointed)
FRN 195479 · Appointed 10 Apr 2001 · Until 3 Jun 2004
Allen Roberts & Associates (no longer appointed)
FRN 195437 · Appointed 2 Apr 2001 · Until 3 Jun 2004
Mortgage Matters Ltd (no longer appointed)
FRN 201974 · Appointed 2 Apr 2001 · Until 3 Jun 2004
CGA Financial & Investment Services Limited (no longer appointed)
FRN 201973 · Appointed 30 Mar 2001 · Until 3 Jun 2004
MRB Mortgage Services (no longer appointed)
FRN 201972 · Appointed 30 Mar 2001 · Until 3 Jun 2004
Talkwise (no longer appointed)
FRN 195404 · Appointed 29 Mar 2001 · Until 3 Jun 2004
Mary Cunningham Financial Solutions (no longer appointed)
FRN 201965 · Appointed 28 Mar 2001 · Until 3 Jun 2004
The Elegant Solution Company (no longer appointed)
FRN 201946 · Appointed 28 Mar 2001 · Until 3 Jun 2004
John Gough (no longer appointed)
FRN 201945 · Appointed 27 Mar 2001 · Until 3 Jun 2004
Paul.F Muxlow Financial Services (no longer appointed)
FRN 195349 · Appointed 27 Mar 2001 · Until 21 May 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.