ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David James Allard
IRN DJA00049
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David James Armitage
IRN DJA00022
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David James Bell
IRN DJB00063
- CF22 Investment Adviser (Trainee) (15 Apr 2003 to 3 Jun 2003)
David John Clark
IRN DJC00075
- CF21 Investment Adviser (1 Dec 2001 to 12 Jun 2002)
David John Cole
IRN DJC00008
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David John Gridley
IRN DJG00005
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David John Hollinshead
IRN DJH00058
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
David John Hurn
IRN DJH00005
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
David John Lamb
IRN DJL01084
- CF1 Director (1 Dec 2001 to 26 Feb 2019)
David John McMorrow
IRN DJM00011
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Greensland Insurance Services Ltd (no longer appointed)
FRN 207073 · Appointed 16 Aug 2001 · Until 3 Jun 2004
Peter Hornby (no longer appointed)
FRN 207059 · Appointed 15 Aug 2001 · Until 3 Jun 2004
Nelson Sui Keung Cheng (no longer appointed)
FRN 207058 · Appointed 15 Aug 2001 · Until 3 Jun 2004
Tom Gibson (no longer appointed)
FRN 207055 · Appointed 9 Aug 2001 · Until 3 Jun 2004
CM Associates (no longer appointed)
FRN 207054 · Appointed 9 Aug 2001 · Until 3 Jun 2004
Mortgage & Property (no longer appointed)
FRN 207053 · Appointed 9 Aug 2001 · Until 3 Jun 2004
Julian Slade (no longer appointed)
FRN 206274 · Appointed 17 Jul 2001 · Until 3 Jun 2004
Sunningdale Asset Management (no longer appointed)
FRN 206275 · Appointed 17 Jul 2001 · Until 24 Sep 2003
A.E.W. Greenwall (no longer appointed)
FRN 206273 · Appointed 17 Jul 2001 · Until 3 Jun 2004
Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.