David John Lamb

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Partnership Services Limited (no longer approved here)
FRN 719983
- CF1 Director (26 Feb 2016 to 3 Jun 2019)
ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)
FRN 622916
- CF1 Director (3 Nov 2014 to 26 Feb 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (18 May 2009 to 28 Dec 2011)
- CF1 Director (5 Apr 2002 to 26 Feb 2019)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF1 Director (1 Dec 2001 to 26 Feb 2019)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF1 Director (1 Dec 2001 to 6 Jan 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.