ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Edward Webb
IRN MEW00017
- (408)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Edward Whitehouse
IRN MEW00012
- (1161)CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
Michael Ernest George Heelan
IRN MEH00026
- (1139)CF22 Investment Adviser (Trainee) (6 Jun 2003 to 6 Jun 2003)
Michael Francis Diamond
IRN MFD00001
- (1186)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
Michael George Armstrong
IRN MGA00009
- (1169)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Graham Dixey
IRN MGD00020
- (579)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Graham King
IRN MGK00010
- (1318)CF22 Investment Adviser (Trainee) (3 Jun 2003 to 3 Jun 2003)
Michael Griffin
IRN MXG00119
- (802)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Michael Hocking
IRN MXH00062
- (383)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Ian Karn
IRN MIK01029
- (1678)[FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
- (1677)[FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
- (1676)CF10a CASS Oversight function (12 Apr 2013 to 3 Jul 2017)
- (1675)CF29 Significant management (12 Apr 2013 to 29 May 2015)

Smaller firms operating under this firm's FCA authorisation.

Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004
Aidan MacEchern (no longer appointed)
FRN 196643 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Sarah Hughes Wealth Management Ltd (no longer appointed)
FRN 207089 · Appointed 10 Sep 2001 · Until 3 Jun 2004
SFS School Solutions Ltd (no longer appointed)
FRN 196642 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Countertax Ltd (no longer appointed)
FRN 196804 · Appointed 7 Sep 2001 · Until 3 Jun 2004
Glenn Coleman (no longer appointed)
FRN 196607 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Krystina Lyon (no longer appointed)
FRN 196612 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Squaring the Circle Ltd (no longer appointed)
FRN 196613 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Northern Formations Ltd (no longer appointed)
FRN 196521 · Appointed 29 Aug 2001 · Until 3 Jun 2004
Anthony Alex & Company (no longer appointed)
FRN 207082 · Appointed 29 Aug 2001 · Until 25 Jul 2003

Updates to this firm's record on the FCA register.

10 hours ago
trading name added: Bishopsgate Progressive Unit Trust Management Company Limited
10 hours ago
controlled function added: (103)SMF4 Chief Risk
10 hours ago
controlled function added: (102)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (101)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (100)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (99)SMF24 Chief Operations
10 hours ago
controlled function added: (98)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (97)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (96)SMF16 Compliance Oversight
10 hours ago
controlled function added: (95)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.