ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Gary Breakspear
IRN SGB00010
- (1619)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Simon George Ellis Dunkley
IRN SXD00069
- (1641)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Horsfall Mitchell
IRN SHM00013
- (154)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)
Simon Hugh Fogarty
IRN SHF00004
- (1044)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon James Gulliford
IRN SJG01185
- (2007)CF2 Non Executive Director (21 Jun 2005 to 7 Feb 2008)
Simon James Russell
IRN SJR00020
- (2061)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon James Wright
IRN SXW01383
- (932)CF22 Investment Adviser (Trainee) (10 Jun 2003 to 11 Jun 2003)
Simon John Elton
IRN SJE00003
- (1976)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon John Harrington
IRN SJH00106
- (192)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
Simon John Hodson
IRN SJH00070
- (903)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (24)[FCA CF] Material risk taker
3 days ago
controlled function added: (23)[FCA CF] Significant management
3 days ago
controlled function added: (22)[FCA CF] Material risk taker
3 days ago
controlled function added: (21)[FCA CF] Significant management
3 days ago
controlled function added: (20)[FCA CF] Material risk taker
3 days ago
controlled function added: (19)[FCA CF] Significant management
3 days ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (17)[FCA CF] Client dealing
3 days ago
controlled function added: (16)14. Managing investments
3 days ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.