ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Desmond Butler Finnan
IRN DBF00001
- (1143)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Desmond John Barron
IRN DXB00155
- (1019)CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Diane Carole Watson
IRN DCW00003
- (1453)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Diane Nice
IRN DXN00002
- (516)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dianne Elizabeth Macdonald
IRN DXM00538
- (1458)[FCA CF] Significant management (4 Aug 2021 to 31 May 2023)
Dianne Hunwick
IRN DXG00078
- (1355)CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
Dildar Photay
IRN DXP00003
- (1775)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
Dilwen Mair Jenkins
IRN DXJ00028
- (1953)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dimitry Charles Vandamme
IRN DXV00015
- (101)CF22 Investment Adviser (Trainee) (7 Oct 2002 to 3 Jun 2003)
Dominic Anthony Rouse
IRN DAR00003
- (318)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Peterman and Company (no longer appointed)
FRN 174921 · Appointed 31 Dec 1963 · Until 3 Jun 2004
Association of Cost and Executive Accountants (no longer appointed)
FRN 175432 · Appointed 1 Jan 1958 · Until 3 Jun 2004
Jim Raw-Rees and Co (no longer appointed)
FRN 181841 · Appointed 1 Jan 1948 · Until 25 Jul 2003
James & Lister Lea (no longer appointed)
FRN 201069 · Appointed 1 Jan 1946 · Until 3 Jun 2004
Fire Officers Association (no longer appointed)
FRN 175326 · Appointed 1 Jan 1942 · Until 3 Jun 2004
Woolley & Wallis (no longer appointed)
FRN 201204 · Appointed 1 Jan 1884 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (24)[FCA CF] Material risk taker
10 hours ago
controlled function added: (23)[FCA CF] Significant management
10 hours ago
controlled function added: (22)[FCA CF] Material risk taker
10 hours ago
controlled function added: (21)[FCA CF] Significant management
10 hours ago
controlled function added: (20)[FCA CF] Material risk taker
10 hours ago
controlled function added: (19)[FCA CF] Significant management
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)[FCA CF] Client dealing
10 hours ago
controlled function added: (16)14. Managing investments
10 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.