ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Giles Kemp Harwood
IRN GKH00006
- (1761)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Giles William Godwin De Gatacre
IRN GWD00002
- (700)CF22 Investment Adviser (Trainee) (1 Mar 2002 to 3 Jun 2003)
Giorgio Vincenzo Stephen Brugnoli
IRN GVB00002
- (185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Glenn Gaston
IRN GXG00054
- (977)CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
Glenn McNeilly
IRN GXM00010
- (517)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
Glyn Lewis-Jones
IRN LJG00002
- (332)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Godwin Gay
IRN GMG00012
- (1433)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Gordon Bruce Elder
IRN GBE00003
- (1210)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Ian Hanlon
IRN GIH00004
- (1934)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Jeffrey Montgomery
IRN GJM00001
- (328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Keene Financial Services (no longer appointed)
FRN 161033 · Appointed 5 Oct 1992 · Until 3 Jun 2004
Christopher Marcus & Partners Limited (no longer appointed)
FRN 181840 · Appointed 15 Sep 1992 · Until 3 Jun 2004
PFS Estates (no longer appointed)
FRN 159198 · Appointed 1 Sep 1992 · Until 3 Jun 2004
Chancellor Court Limited (no longer appointed)
FRN 185872 · Appointed 20 Jul 1992 · Until 3 Jun 2004
Central Will Services (no longer appointed)
FRN 178247 · Appointed 10 Jul 1992 · Until 3 Jun 2004
Unadata Ltd (no longer appointed)
FRN 181536 · Appointed 14 May 1992 · Until 3 Jun 2004
ADP Accountancy Services (no longer appointed)
FRN 201061 · Appointed 1 May 1992 · Until 3 Jun 2004
Tax and Trust Solutions Ltd (no longer appointed)
FRN 200825 · Appointed 20 Mar 1992 · Until 3 Jun 2004
Fowlers (no longer appointed)
FRN 181613 · Appointed 4 Jan 1992 · Until 3 Jun 2004
Charles Clark & Co (no longer appointed)
FRN 174967 · Appointed 2 Jan 1992 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (24)[FCA CF] Material risk taker
11 hours ago
controlled function added: (23)[FCA CF] Significant management
11 hours ago
controlled function added: (22)[FCA CF] Material risk taker
11 hours ago
controlled function added: (21)[FCA CF] Significant management
11 hours ago
controlled function added: (20)[FCA CF] Material risk taker
11 hours ago
controlled function added: (19)[FCA CF] Significant management
11 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (17)[FCA CF] Client dealing
11 hours ago
controlled function added: (16)14. Managing investments
11 hours ago
controlled function added: (15)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.