ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Stephen Colbourn
IRN SAC00030
- (1955)CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
- (1954)CF22 Investment Adviser (Trainee) (21 Nov 2002 to 11 Apr 2003)
-
Stephen Colin Francis
IRN SCF00004
- (1377)CF21 Investment Adviser (16 Dec 2002 to 3 Mar 2003)
- (1376)CF22 Investment Adviser (Trainee) (19 Feb 2002 to 16 Dec 2002)
-
Stephen David Mills
IRN SDM00022
- (933)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen David Mussard
IRN SDM00030
- (1763)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Donald Samuel Robinson
IRN SDR00009
- (1426)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Douglas Broadhurst
IRN SDB00024
- (1295)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Eugene Ebanja
IRN SEE00003
- (77)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Fraser Harris
IRN SFH00002
- (1148)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Gardiner Austin
IRN SXA00004
- (845)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Howard
IRN SXH00079
- (2022)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
-
Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
-
Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
-
Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
-
HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (24)[FCA CF] Material risk taker
-
controlled function added: (23)[FCA CF] Significant management
-
controlled function added: (22)[FCA CF] Material risk taker
-
controlled function added: (21)[FCA CF] Significant management
-
controlled function added: (20)[FCA CF] Material risk taker
-
controlled function added: (19)[FCA CF] Significant management
-
controlled function added: (18)[FCA CF] Functions requiring qualifications
-
controlled function added: (17)[FCA CF] Client dealing
-
controlled function added: (16)14. Managing investments
-
controlled function added: (15)[FCA CF] Functions requiring qualifications