Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Sep 2016)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (10 Jun 2013 to 22 May 2016)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (21 Nov 2002 to 11 Apr 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (21 Nov 2002 to 11 Apr 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (11 Apr 2003 to 3 Oct 2005)
    • CF21 Investment Adviser (11 Apr 2003 to 3 Oct 2005)
    • CF22 Investment Adviser (Trainee) (21 Nov 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.